Compass financial advisement services - New Client Form

Thank you for your interest in Aesop Compass. Your responses to the questions on this form will be used by Aesop Advisor LLC to make financial recommendations.

First Name *

Last Name *

Mailing Address * 🛈

Street Address - *If different from mailing address. 🛈

Email * 🛈

Re-Enter Email * 🛈

Phone Number *

Country of citizenship/permanent residence. *

Marital Status *

Date of Birth * +

Employment *

Employer * 🛈

	Info
Type of Business	Info
Your Job Title	Info
Years at Job	Info

What is your gross annual income before taxes? * 🛈

How much do you have in savings? * 🛈

How much do you normally spend in a month? 🛈

If you currently have investments, please upload the most recent statements from any investment accounts you have. Statements will be used to review your current investments. *Please mark out any identifying information such as account numbers before uploading or mailing statements. 🛈

What year would you like to retire? 🛈

How much money do you make in a year after taxes are taken out? * 🛈

Will you receive a pension from your employer when you retire? If so, please provide as much detail as possible about your expected payment amount. 🛈

Are you currently receiving a pension from a former employer? If so, please provide your yearly payment amount. 🛈

Are you currently receiving Social Security income? If so, please provide your yearly payment amount.

Do you have any children you want to pay for college? If so, please provide their ages.

Do you want financial recommendations made on an individual basis or on a household basis? * 🛈

Individual - only review my individual financial information when making my Money Mastery Map.

Household - review financial information for both clients when making our Money Mastery Map.

First Name *

Last Name *

Phone Number

Email * 🛈

Re-Enter Email * 🛈

Date of Birth * +

Employment *

Years at job.

What is your gross annual income before taxes? * 🛈

How much do you have in savings? * 🛈

How much do you normally spend in a month? 🛈

If you currently have investments, please upload the most recent statements from any investment accounts you have. Statements will be used to review your current investments. *Please mark out any identifying information such as account numbers before uploading or mailing statements. 🛈

What year would you like to retire? 🛈

How much money do you make in a year after taxes are taken out? * 🛈

Will you receive a pension from your employer when you retire? If so, please provide as much detail as possible about your expected payment amount. 🛈

Are you currently receiving a pension from a former employer? If so, please provide your yearly payment amount. 🛈

Are you currently receiving Social Security income? If so, please provide your yearly payment amount.

Housing *

Homeowner(s)

Renter(s)

Other Other

If you have a home mortgage, how much do you owe?

Please enter the total amount of debt you have, not including a home mortgage. Please include all other debts such as car loans, student loans, and credit cards. * 🛈

If you would like, you can list debts. We will use this information to help build a debt management plan. 🛈

	Type of Debt	Total Amount Owed	Amount You Pay Monthly	Interest Rate	Final Payment Date
1	Type of Debt	Total Amount Owed	Amount You Pay Monthly	Interest Rate	Final Payment Date
2	Type of Debt	Total Amount Owed	Amount You Pay Monthly	Interest Rate	Final Payment Date
3	Type of Debt	Total Amount Owed	Amount You Pay Monthly	Interest Rate	Final Payment Date

Click here if you need to add more debts.

Please list any industries or asset classes that you DO NOT want to be invested in. 🛈

0/100 characters

Please list any industries or asset classes that you WANT to be invested in. 🛈

0/100 characters

Trusted Contact Name/Address/Phone/Email (Optional) 🛈

Please describe anything else you would like us to know about your financial situation. 🛈

Please answer these last questions about your risk tolerance, which will help us select your investments. There are no right or wrong answers!

In general, how would your best friend describe you as a risk taker? * 🛈

A real gambler

Willing to take risks after completing adequate research

Cautious

A real risk avoider

You are on a TV game show and can choose one of the following. Which would you take? * 🛈

$1,000 cash

A 50% chance at winning $5,000

A 25% chance at winning $10,000

A 5% chance at winning $100,000

You have just finished saving for a "once-in-a-lifetime" vacation. Three weeks before you plan to leave, you loose your job. You would: *

Cancel the vacation

Take a much more modest vacation

Go as scheduled, reasoning that you need the time to prepare for a job search

Extend your vacation, because this might be your last chance to go first-class

You unexpectedly received $20,000 to invest, what would you do? *

Deposit it in a bank account, money market account, or an insured CD

Invest it in safe high quality bonds or bond funds

Invest it in stocks or stock funds

In terms of experience, how comfortable are you investing in stocks or stock funds? *

Not at all comfortable

Somewhat comfortable

Very comfortable

When you think of the word "risk" which of the following words comes to mind first? * 🛈

Loss

Uncertainty

Opportunity

Thrill

Some experts are predicting prices of assets such as gold, jewels, collectibles, and real estate (hard assets) to increase in value; bond prices may fall, however, experts tend to agree that government bonds are relatively safe. Most of your investment assets are now in high interest government bonds. What would you do? *

Hold the bonds

Sell the bonds, put half the proceeds into money market accounts, and the other half into hard assets

Sell the bonds and put the total proceeds into hard assets

Sell the bonds, put all the money into hard assets, and borrow additional money to buy more

Given the best and worst case returns of the four investment choices below, which would you prefer? *

$200 gain best case; $0 gain/loss worst case

$800 gain best case; $200 loss worst case

$2,600 gain best case; $800 loss worst case

$4,800 gain best case; $2,400 loss worst case

In addition to whatever you own, you have been given $1,000. You are now asked to choose between: * 🛈

A sure gain of $500

A 50% chance to gain $1,000 and a 50% chance to gain nothing

In addition to whatever you own, you have been given $2,000. You are now asked to choose between: *

A sure loss of $500

A 50% chance to lose $1,000 and a 50% chance to lose nothing

Suppose a relative left you an inheritance of $100,000, stipulating in the will that you invest ALL the money in ONE of the following choices. Which one would you select? * 🛈

A savings account or money market fund

A fund that owns multiple stocks and bonds

A portfolio of a few stocks

Gold or silver

If you had to invest $20,000, which of the following investment choices would you ﬁnd most appealing? *

60% in low-risk investments 30% in medium-risk investments 10% in high-risk investments

30% in low-risk investments 40% in medium-risk investments 30% in high-risk investments

10% in low-risk investments 40% in medium-risk investments 50% in high-risk investments

Your trusted friend and neighbor, an experienced geologist, is putting together a group of investors to fund an exploratory gold mining venture. The venture could pay back 50 to 100 times the investment if successful. If the mine is a bust, the entire investment is worthless. Your friend estimates the chance of success is only 20%. If you had the money, how much would you invest? *

Nothing

One month’s salary

Three month’s salary

Six month’s salary